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Frequently Asked Questions

What can you sell with a series 65 license?

The Series 65 license is a state-specific securities license that allows individuals to market and sell securities and give financial advice related to securities. The Series 65 is a NASAA exam but is administered by FINRA. Preparing for this exam with a study course is often the first step to getting your Series 65 license.

How much does it cost to take series 65?

You will receive a 120-day window during which you can take the Series 65 exam. The Series 65 exam costs $175. If you have a sponsoring firm, they may cover the exam registration and test prep course fees for you. After you pass the Series 65 test, you will complete your license application with a background check and paying state fees.

How much does the series 63 license cost?

What do the exams cost? The exam fees are: $147 for the Series 63; $187 for the Series 65; and $177 for the Series 66. Do I need to have a sponsor before I take the Series 63, 65, or 66?


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